CFA Level I sample question

CFA Level I Standard VI(A): Avoid or Disclose Conflicts question

Ethical and Professional Standards / Standard VI(A): Avoid or Disclose Conflicts

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Standard VI(A): Avoid or Disclose Conflicts sample question

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Ethical and Professional Standards

Standard VI(A): Avoid or Disclose Conflicts

A research analyst owns shares of a small issuer, serves unpaid on the issuer's advisory board, and publishes a buy recommendation. The report's final page states, in small print, 'Employees may have relationships with covered companies.' The analyst most likely:

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