CFA Level I sample question

CFA Level I Guidance for Standards I–VII question

Ethical and Professional Standards / Guidance for Standards I–VII

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Guidance for Standards I–VII sample question

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Ethical and Professional Standards

Guidance for Standards I–VII

A pension client directs Amara Osei, its portfolio manager, to route all of the account's trades to Ridgeline Brokers because Ridgeline rebates a portion of commissions directly to the pension plan. Osei estimates that Ridgeline's execution quality is somewhat below that of her usual brokers. Under Standard III(A) Loyalty, Prudence, and Care, Osei most appropriately should:

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