CFA Level I sample question

CFA Level I Guidance for Standards I–VII question

Ethical and Professional Standards / Guidance for Standards I–VII

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Guidance for Standards I–VII sample question

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Ethical and Professional Standards

Guidance for Standards I–VII

While employed as an analyst at Brockfield Capital, Sanjay Iyer plans to launch his own advisory firm. On evenings and weekends, using only personal funds and equipment, he registers a company, signs an office lease, and arranges technology services. He contacts no Brockfield clients and takes no firm materials or records. Under Standard IV(A) Loyalty, Iyer's actions are most likely:

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