CFA Level I sample question

CFA Level I Standard III(E) Confidentiality question

Ethical and Professional Standards / Standard III(E) Confidentiality

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Standard III(E) Confidentiality sample question

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Ethical and Professional Standards

Standard III(E) Confidentiality

A client tells her adviser she plans to donate shares and that the shares were acquired with misappropriated funds. Local law requires reporting suspected money laundering. The adviser should:

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