CFA Level I sample question

CFA Level I Standard III(B) Fair Dealing question

Ethical and Professional Standards / Standard III(B) Fair Dealing

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Standard III(B) Fair Dealing sample question

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Ethical and Professional Standards

Standard III(B) Fair Dealing

A firm upgrades a thinly traded micro-cap from hold to buy. The research head wants to call the ten largest clients first, then email all others one hour later. The most appropriate policy is to:

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