CFA Level I sample question

CFA Level I Standard III(E) Preservation of Confidentiality question

Ethical and Professional Standards / Standard III(E) Preservation of Confidentiality

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Standard III(E) Preservation of Confidentiality sample question

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Ethical and Professional Standards

Standard III(E) Preservation of Confidentiality

A client tells her adviser she is using the account to transfer proceeds from a fraudulent scheme and instructs the adviser to keep the conversation private. Local law requires reporting suspected money laundering. The adviser's most appropriate action is to:

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