CFA Level I sample question

CFA Level I Standard III(C) Suitability question

Ethical and Professional Standards / Standard III(C) Suitability

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Standard III(C) Suitability sample question

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Ethical and Professional Standards

Standard III(C) Suitability

A nondiscretionary client insists on buying a speculative private placement that the adviser believes is unsuitable. The adviser explains the concerns, the client still directs the trade, and firm policy permits execution of unsolicited trades with documentation. The adviser most appropriately should:

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