CFA Level I sample question

CFA Level I Standard IV(A) Loyalty question

Ethical and Professional Standards / Standard IV(A) Loyalty

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Standard IV(A) Loyalty sample question

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Ethical and Professional Standards

Standard IV(A) Loyalty

Before resigning, an adviser copies her employer's client list, performance files, and proposal templates to a personal drive. She plans to contact clients only after her resignation and has no non-solicitation agreement. The adviser most likely violates the Standards by:

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