CFA Level I sample question

CFA Level I Standard V(C) Record Retention question

Ethical and Professional Standards / Standard V(C) Record Retention

No-login practice

Standard V(C) Record Retention sample question

Choose an answer before revealing the explanation, key takeaway, and answer-choice review.

Question 1 of 1Score 0/1

Very Difficult

Ethical and Professional Standards

Standard V(C) Record Retention

An analyst resigns after five years. Her employer keeps no research archive and tells her to delete all model files. Local law is silent. The analyst wants to keep copies of the models and client notes at home to defend her past recommendations. Under the Standards, the analyst should most appropriately:

Report an issue

Question of the Week

Get one CFA Level I question by email

Receive a weekly practice question with answer-choice explanations and a short takeaway.