CFA Level I sample question

CFA Level I Standard IV(C) Responsibilities of Supervisors question

Ethical and Professional Standards / Standard IV(C) Responsibilities of Supervisors

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Standard IV(C) Responsibilities of Supervisors sample question

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Ethical and Professional Standards

Standard IV(C) Responsibilities of Supervisors

A newly promoted trading supervisor learns that the firm's personal trading system cannot detect trades in family accounts despite a policy covering beneficial ownership. Senior management refuses to fund a fix. The supervisor's most appropriate action is to:

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